Capital Markets

• CICC as sole sponsor and 20 other underwriters in approximately US$85 million IPO of Shanghai Voicecomm Information Technology Co., Ltd. (2495.HK) on the Hong Kong Stock Exchange
• Sunho Biologics (2898.HK) in Approximately US$60 Million IPO and listing on the Hong Kong Stock Exchange
• Cryofocus Medtech (Shanghai) Co., Ltd. (6922.HK) in its IPO and listing on the Hong Kong Stock Exchange
• Haitong International Capital Limited and CCB International Capital Limited as joint sponsors, and other underwriters in the IPO and listing of Huafang Group Inc. (3611.HK) on the Hong Kong Stock Exchange
• Jenscare Scientific Co., Ltd. (9877.HK) in its IPO and listing on the Hong Kong Stock Exchange
• CICC and China Industrial Securities in the US$64 million top-up share placement and subscription for C&D International (1908.HK)
• CICC Hong Kong Securities Limited and Merrill Lynch (Asia Pacific) Limited as cosponsor in the IPO and listing of Hangzhou SF Intra-City Industrial Co., Ltd. (9699.HK) on the Hong Kong Stock Exchange
• CICC Hong Kong Securities Limited as sole sponsor in the IPO and listing of UNQ Holdings Limited (2177.HK) on the Hong Kong Stock Exchange
• Macquarie Group Limited as sole sponsor in the IPO and listing of Shanghai Gench Education Group Limited (1525.HK ) on the Hong Kong Stock Exchange
• China Everbright Water Limited (1857.HK) in its IPO and listing on the Hong Kong Stock Exchange

Mergers and Acquisitions

• A UK-based brokerage and underwriting group in its equity sale of some group companies
• A UK-based asset management company in its restructuring transactions
• A multinational food company in its equity acquisition of a private food company

Compliance

• Advising La Chapelle Fashion, Shunfeng International Clean Energy Limited, SinoMab BioScience Limited, MGM China Holdings, and Sun Art Retail Group Limited on their post-listing compliance and regulatory matters